A fiduciary-grade client engagement platform with the compliance tools, audit trails, and premium client portal that lets your RIA compete with the largest firms in the industry.
Independent RIAs are caught between rising client expectations and the reality of limited technology budgets. Wirehouses and national brands offer slick digital experiences, while most RIAs rely on a patchwork of tools that create compliance risk and a fragmented client experience.
Meanwhile, regulators are increasing scrutiny on data governance, communication recordkeeping, and cybersecurity. The cost of non-compliance is rising, and manual processes can’t keep up.
Complete audit trails for every document, communication, and client interaction with full integration with Smarsh and Global Relay. SOC 2 Type II certified software and infrastructure that satisfies regulatory requirements.
A branded portal that rivals the digital experience of the largest wealth management firms. Your clients see a polished, modern interface — not a collection of tools.
Native connections to Schwab, Fidelity, and other major custodians. Portfolio data, account information, and documents flow automatically into your client portal.
Impress prospects with a premium onboarding experience. Streamline account openings with built-in eSignature and automated document collection workflows.
“Summitas gives us the same technology capabilities as firms ten times our size, but with the flexibility to serve our clients the way we want to — not the way a platform forces us to.”
— Managing Partner, Independent RIA
Consolidated Reporting
Digital Signatures
As a fiduciary, you’re held to the highest standard of care. Your technology should reflect that. Summitas provides the documentation, access controls, and communication records that demonstrate your commitment to acting in your clients’ best interests — not just at audit time, but every day.
Schedule a demo to see how independent RIAs are leveling the playing field.
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